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HSBC SECURITIES (USA) INC.
NEW YORK, NY
212-525-2879
SEC #801-64563Total AUM
$3.8B
Employees
490Clients
12,114Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
66 HUSDSON BOULEVARD EAST
NEW YORK
NY 10001
United States
NEW YORK
NY 10001
United States
Operating Hours
8:30AM - 5:30PM
Monday - Friday
Monday - Friday
Phone
212-525-2879
Other Offices
58
Financials
Total AUM
$3.8B
Accounts
12,108Discretionary
$824.5M
Accounts
2,316Non-Discretionary
$3B
Accounts
9,792
Clients
Individual Clients
10,254AUM
$2.1B
HNW Individual Clients
1,791AUM
$1.6B
Banking Clients
1AUM
$0
Pooled Vehicle Clients
28AUM
$88M
Pension/Profit Sharing Plan Clients
8AUM
$5M
Charitable Organization Clients
1AUM
$0
Government Entity Clients
1AUM
$0
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
27AUM
$45.5M
Services
Services Offered
Advisor / Fund Manager SelectionInstitutional Portfolio ManagementOther ServicesPooled Vehicle Portfolio Management
Other Services
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL
Compensation Types
Charges Fixed FeeCharges Percentage AUMCharges Performance-Based
Compliance
Disclosures
Felony ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 5 other businesses.