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Building 2THE KOCEN FINANCIAL GROUP, INC.

Map pinRANCHO MIRAGE, CA
Phone760-324-4015
NotebookSEC #801-64553
Total AUM
$185.9M
Employees
5
Clients
223

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
35900 BOB HOPE DR., SUITE 202
RANCHO MIRAGE
CA 92270-1767
United States
Operating Hours
9:00 AM - 5:00 PM
Monday - Friday
Phone
760-324-4015

ReceiptFinancials

Total AUM
$185.9M
Accounts
773
Discretionary
$185.9M
Accounts
773
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
129
AUM
$29.6M
HNW Individual Clients
84
AUM
$144.6M
Pension/Profit Sharing Plan Clients
9
AUM
$11.4M
Corporation or Business Clients
1
AUM
$302.7K

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
SRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
CAILPATXVA

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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