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Building 2SYMPHONIC FINANCIAL ADVISORS LLC

Map pinNEW YORK, NY
Phone212-702-3500
NotebookSEC #801-64456
Total AUM
$125.2M
Employees
4
Clients
688

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
400 PARK AVENUE
10TH FLOOR
NEW YORK
NY 10022
United States
Operating Hours
9:00 AM - 5:00 PM
Monday - Friday
Phone
212-702-3500
Other Offices
12

ReceiptFinancials

Total AUM
$125.2M
Accounts
1,234
Discretionary
$125.2M
Accounts
1,234
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
680
AUM
$118.8M
HNW Individual Clients
5
AUM
$5.9M
Pension/Profit Sharing Plan Clients
3
AUM
$437.8K

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)SEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 8 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.

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