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WELLS FARGO INVESTMENT INSTITUTE, INC.
CHARLOTTE, NC
314-354-5814
SEC #801-64191Total AUM
$43B
Employees
225Clients
12,216Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
550 SOUTH TRYON STREET
40TH FLOOR
CHARLOTTE
NC 28202
United States
40TH FLOOR
CHARLOTTE
NC 28202
United States
Operating Hours
8 AM - 5 PM
Monday - Friday
Monday - Friday
Phone
314-354-5814
Other Offices
2
Financials
Total AUM
$43B
Accounts
12,213Discretionary
$43B
Accounts
12,213Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
177AUM
$104.6M
HNW Individual Clients
11,004AUM
$34.7B
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
11AUM
$37.9M
Charitable Organization Clients
114AUM
$369.5M
Government Entity Clients
32AUM
$357.1M
Investment Advisor Clients
2AUM
$0
Corporation or Business Clients
127AUM
$2.7B
Other Clients
748AUM
$4.8B
Description of Other Clients
TRUSTS AND FAMILY ACCOUNTS
Services
Services Offered
Advisor / Fund Manager SelectionIndividual Portfolio ManagementInstitutional Portfolio ManagementPublications
Compensation Types
Charges Fixed FeeCharges Percentage AUM
Compliance
Disclosures
Court Violation FindingDismissed Civil Action (Settlement)Other Regulator Cause of Denial/SuspensionOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 15 other businesses.