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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
FAIRFIELD, IA
641-472-5100
SEC #801-63930Total AUM
$138.7B
Employees
3,527Clients
361,213Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1776 PLEASANT PLAIN RD.
FAIRFIELD
IA 52556-8757
United States
FAIRFIELD
IA 52556-8757
United States
Operating Hours
8AM - 5PM
Monday - Friday
Monday - Friday
Phone
641-472-5100
Other Offices
2339
Financials
Total AUM
$138.7B
Accounts
608,275Discretionary
$130.8B
Accounts
585,088Non-Discretionary
$7.9B
Accounts
23,187
Clients
Individual Clients
308,441AUM
$65B
HNW Individual Clients
47,431AUM
$69.6B
Pension/Profit Sharing Plan Clients
2,387AUM
$1.1B
Charitable Organization Clients
6AUM
$16.9M
Government Entity Clients
2,948AUM
$3B
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementMarket TimingPension Consulting
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS
Compliance
Disclosures
Court Injunction (Past 10 Years)Felony ChargeFelony ConvictionLicense Revocation/SuspensionMisdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 6 business affiliates.
Claimed Affiliates
Reported as an affiliate by 4 other businesses.