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FIFTH THIRD SECURITIES, INC.
CINCINNATI, OH
888-889-1025
SEC #801-63623Total AUM
$10.9B
Employees
13,533Clients
47,014Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
34 FOUNTAIN SQUARE PLAZA
MD 1090XB
CINCINNATI
OH 45263
United States
MD 1090XB
CINCINNATI
OH 45263
United States
Operating Hours
8:00 AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
888-889-1025
Other Offices
1117
Financials
Total AUM
$10.9B
Accounts
47,014Discretionary
$10.9B
Accounts
47,014Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
44,361AUM
$8.2B
HNW Individual Clients
1,938AUM
$2.5B
Pooled Vehicle Clients
7AUM
$5.1M
Pension/Profit Sharing Plan Clients
524AUM
$150.9M
Charitable Organization Clients
17AUM
$8.8M
Corporation or Business Clients
167AUM
$90.4M
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther Services
Other Services
SPONSOR WRAP FEE PROGRAM
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 6 business affiliates.
Claimed Affiliates
Reported as an affiliate by 6 other businesses.