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OPPENHEIMER INVESTMENT MANAGEMENT LLC
NEW YORK, NY
212-667-4156
SEC #801-63615Total AUM
$929.4M
Employees
8Clients
61Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
85 BROAD ST
NEW YORK
NY 10004
United States
NEW YORK
NY 10004
United States
Operating Hours
9:00 AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
212-667-4156
Other Offices
1
Financials
Total AUM
$929.4M
Accounts
61Discretionary
$929.4M
Accounts
61Non-Discretionary
$0
Accounts
0
Clients
Pension/Profit Sharing Plan Clients
2AUM
$17.3M
Charitable Organization Clients
11AUM
$72.1M
Government Entity Clients
3AUM
$169.5M
Insurance Company Clients
14AUM
$359.7M
Corporation or Business Clients
11AUM
$44.4M
Other Clients
20AUM
$266.3M
Description of Other Clients
RELIGIOUS ORGANIZATIONS & TRUSTS
Services
Services Offered
Individual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
ALCADCFLGAILINMINYPA
Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 11 other businesses.