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WEDBUSH SECURITIES INC.
PASADENA, CA
213-688-8000
SEC #801-6358Total AUM
$5.7B
Employees
897Clients
10,048Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
ATTN: COMPLIANCE DEPT.
225 S. LAKE AVE PENTHOUSE
PASADENA
CA 91101
United States
225 S. LAKE AVE PENTHOUSE
PASADENA
CA 91101
United States
Operating Hours
8:00 AM-5:00 PM
Monday - Friday
Monday - Friday
Phone
213-688-8000
Other Offices
58
Financials
Total AUM
$5.7B
Accounts
10,048Discretionary
$3.9B
Accounts
7,192Non-Discretionary
$1.7B
Accounts
2,856
Clients
Individual Clients
7,291AUM
$2.6B
HNW Individual Clients
2,636AUM
$2.8B
Pooled Vehicle Clients
4AUM
$4.3M
Charitable Organization Clients
13AUM
$101M
Corporation or Business Clients
66AUM
$161.2M
Other Clients
38AUM
$31.5M
Description of Other Clients
FOREIGN
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges CommissionCharges Fixed FeeCharges Percentage AUM
Compliance
Disclosures
Court Violation FindingOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 33 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.