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ADVICE AND PLANNING SERVICES
NEW YORK, NY
212-490-9000
SEC #801-63550Total AUM
$37.9B
Employees
1,293Clients
72,503Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
730 THIRD AVENUE
NEW YORK
NY 10017-3206
United States
NEW YORK
NY 10017-3206
United States
Operating Hours
8:15 AM - 5:00 PM
Monday - Friday
Monday - Friday
Phone
212-490-9000
Other Offices
143
Financials
Total AUM
$37.9B
Accounts
72,503Discretionary
$37.9B
Accounts
72,503Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
25,667AUM
$8.4B
HNW Individual Clients
46,802AUM
$29.6B
Charitable Organization Clients
14AUM
$6.2M
Corporation or Business Clients
20AUM
$10.7M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio Management
Compensation Types
Charges Other FeeCharges Percentage AUM
Other Compensation
COMPENSATION FROM AFFILIATES
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 21 business affiliates.
Claimed Affiliates
Reported as an affiliate by 13 other businesses.