CARIS & COMPANY, INC.
Total AUM
$0
Employees
3Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
12526 HIGH BLUFF DRIVE
SUITE 290
SAN DIEGO
CA 92130
USA
SUITE 290
SAN DIEGO
CA 92130
USA
Operating Hours
6:30AM-1:00PM
Monday - Friday
Monday - Friday
Phone
858-704-0300
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Cause of Denial/SuspensionOther Regulator Order (Past 10 Years)Pending Regulatory ProceedingSRO Rule Violation
State Registrations
CANY
Affiliates
Affiliates
Reported 0 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.