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SG AMERICAS SECURITIES, LLC
NEW YORK, NY
212-278-6412
SEC #801-63113Total AUM
$487M
Employees
751Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1221 AVENUE OF THE AMERICAS
LEGAL AND COMPLIANCE DEPARTMENT, 8TH FLOOR
NEW YORK
NY 10020-1001
United States
LEGAL AND COMPLIANCE DEPARTMENT, 8TH FLOOR
NEW YORK
NY 10020-1001
United States
Operating Hours
9AM - 5PM
Monday - Friday
Monday - Friday
Phone
212-278-6412
Financials
Total AUM
$487M
Accounts
1Discretionary
$487M
Accounts
1Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Pooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUMCharges Performance-Based
Compliance
Disclosures
Felony ChargeOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
NY
Affiliates
Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.