Sign in
Create a free account
INDEPENDENT FINANCIAL GROUP, LLC
SAN DIEGO, CA
858-436-3180
SEC #801-62667Total AUM
$12.9B
Employees
624Clients
26,640Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
12671 HIGH BLUFF DR
SUITE 200
SAN DIEGO
CA 92130
United States
SUITE 200
SAN DIEGO
CA 92130
United States
Operating Hours
8:00AM TO 5:00PM
Monday - Friday
Monday - Friday
Phone
858-436-3180
Other Offices
312
Financials
Total AUM
$12.9B
Accounts
54,951Discretionary
$12.7B
Accounts
54,510Non-Discretionary
$204.9M
Accounts
441
Clients
Individual Clients
23,458AUM
$7.1B
HNW Individual Clients
2,438AUM
$5.2B
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
347AUM
$247.8M
Charitable Organization Clients
85AUM
$71M
Government Entity Clients
1AUM
$0
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
307AUM
$321M
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUMCharges Performance-Based
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.