Sign in
Create a free account
NEUBERGER BERMAN INVESTMENT SERVICES, LLC
NEW YORK, NY
800-877-9700
SEC #801-62549Total AUM
$95.9M
Employees
3Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
605 THIRD AVENUE
21ST FLOOR
NEW YORK
NY 10158
United States
21ST FLOOR
NEW YORK
NY 10158
United States
Operating Hours
8:00 A.M. TO 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
800-877-9700
Financials
Total AUM
$95.9M
Accounts
5Discretionary
$95.9M
Accounts
5Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Pooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUMCharges Performance-Based
Compliance
Disclosures
SEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
None reported
Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 5 other businesses.