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Building 2WINDWARD SECURITIES CORPORATION

Map pinCONCORD, NH
Phone603-226-5000
NotebookSEC #801-62257
Total AUM
$1.8M
Employees
31
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
ONE GRANITE PLACE
CONCORD
NH 03301
USA
Operating Hours
8:30 AM TO 5:00 PM
Monday - Friday
Phone
603-226-5000

ReceiptFinancials

Total AUM
$1.8M
Accounts
7
Discretionary
$0
Accounts
0
Non-Discretionary
$1.8M
Accounts
7

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingSRO Rule Violation
State Registrations
ARCTINMONCNHNYPAWI

HandshakeAffiliates

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Affiliates
Reported 9 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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