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Building 2SPECTRUM FINANCIAL MANAGEMENT

Map pinSAN RAFAEL, CA
Phone415-472-7300
NotebookSEC #801-62255
Total AUM
$278.1M
Employees
4
Clients
150

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
899 NORTHGATE DRIVE
SUITE 305
SAN RAFAEL
CA 94903
United States
Operating Hours
8:30 - 5:00
Monday - Friday
Phone
415-472-7300

ReceiptFinancials

Total AUM
$278.1M
Accounts
150
Discretionary
$271M
Accounts
146
Non-Discretionary
$7.1M
Accounts
4

ContactClients

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Individual Clients
57
AUM
$29.4M
HNW Individual Clients
93
AUM
$248.6M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
CA

HandshakeAffiliates

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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