ESSEX FINANCIAL SERVICES, INC.

ESSEX, CT

860-767-4300

SEC #801-62242

Total AUM

$4.2B

Employees

Clients

2,964

Firm overview

Client Breakdown by AUM

AUM previous 5 years

Smooth Smooth / Detailed

Business

Principal Address

176 WESTBROOK ROAD
ESSEX
CT 06426
United States

Operating Hours

8:30AM-5:30PM
Monday - Friday

Phone

860-767-4300

Other Offices

Financials

Total AUM

$4.2B

Accounts

7,143

Discretionary

$3.2B

Accounts

6,417

Non-Discretionary

$922.7M

Accounts

726

Clients

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Individual Clients

1,885

AUM

$580.8M

HNW Individual Clients

895

AUM

$2.9B

Pension/Profit Sharing Plan Clients

108

AUM

$565.3M

Charitable Organization Clients

AUM

$104.3M

Government Entity Clients

AUM

$5.5M

Corporation or Business Clients

AUM

$43.5M

Services

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Services Offered

Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting

Compensation Types

Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Compliance

Disclosures

SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding

State Registrations

AZCACOCTDCDEFLGAILLAMAMDMEMINCNHNJNVNYORPARISCTNTXVAVTWA

Affiliates

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Affiliates

Reported 3 business affiliates.

Claimed Affiliates

Reported as an affiliate by 0 other businesses.