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Building 2SG COWEN SECURITIES CORPORATION

Map pinNEW YORK, NY
Phone212-278-7618
NotebookSEC #801-61986
Total AUM
$791.4M
Employees
751
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1221 AVENUE OF THE AMERICAS
NEW YORK
NY 10020
USA
Operating Hours
9AM - 5PM
Monday - Friday
Phone
212-278-7618

ReceiptFinancials

Total AUM
$791.4M
Accounts
1
Discretionary
$791.4M
Accounts
1
Non-Discretionary
$0
Accounts
0

ContactClients

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None reported

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Services Offered
Pooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
NY

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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