Sign in
Create a free account
J.P. MORGAN CLEARING CORP.
NEW YORK, NY
800-634-1428
SEC #801-61542Total AUM
$0
Employees
1,252Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
383 MADISON AVENUE
NEW YORK
NY 10179
United States
NEW YORK
NY 10179
United States
Operating Hours
9 A.M. TO 5 P.M.
Monday - Friday
Monday - Friday
Phone
800-634-1428
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Other Services
Other Services
SPONSOR THIRD PARTY INVESTMENT ADVISOR PLATFORM FOR USE BY OTHER ADVISORS. NO INVESTMENT OR PORTFOLIO RECOMMENDATIONS MADE.
Compensation Types
Charges Other Fee
Other Compensation
WRAP ROGRAM FEE BASED ON INVESTMENT STRATEGY AND ASSETS
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Misdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 11 other businesses.