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Building 2NWQ INVESTMENT MANAGEMENT COMPANY, LLC

Map pinLOS ANGELES, CA
Phone310-712-4000
NotebookSEC #801-61379
Total AUM
$9.6B
Employees
35
Clients
1,922

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
2029 CENTURY PARK EAST
16TH FLOOR
LOS ANGELES
CA 90067
United States
Operating Hours
6:30AM - 5:00PM
Monday - Friday
Phone
310-712-4000
Other Offices
2

ReceiptFinancials

Total AUM
$9.6B
Accounts
1,925
Discretionary
$9.6B
Accounts
1,925
Non-Discretionary
$0
Accounts
0

ContactClients

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HNW Individual Clients
15
AUM
$50.5M
Investment Company Clients
13
AUM
$4.2B
Pooled Vehicle Clients
6
AUM
$2.7B
Pension/Profit Sharing Plan Clients
18
AUM
$1.3B
Charitable Organization Clients
1
AUM
$8.1M
Government Entity Clients
1
AUM
$50M
Insurance Company Clients
1
AUM
$199.1M
Corporation or Business Clients
6
AUM
$353.9M
Other Clients
1,861
AUM
$645.3M
Description of Other Clients
WRAP & RETAIL DUAL CONTRACT CLIENTS

Briefcase businessServices

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Services Offered
Company Portfolio ManagementIndividual Portfolio ManagementInstitutional Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 22 business affiliates.
Claimed Affiliates
Reported as an affiliate by 23 other businesses.

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