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Building 2WESTEND CAPITAL MANAGEMENT, LLC.

Map pinSAUSALITO, CA
Phone(415) 856-0426
NotebookSEC #801-61128
Total AUM
$436.2M
Employees
5
Clients
331

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
ONE HARBOR DRIVE
SUITE 300
SAUSALITO
CA 94965
United States
Operating Hours
7:30 A.M.-4:00 P.M.
Monday - Friday
Phone
(415) 856-0426

ReceiptFinancials

Total AUM
$436.2M
Accounts
470
Discretionary
$431.6M
Accounts
468
Non-Discretionary
$4.7M
Accounts
2

ContactClients

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Individual Clients
166
AUM
$58.8M
HNW Individual Clients
157
AUM
$368.1M
Pooled Vehicle Clients
1
AUM
$1.1M
Pension/Profit Sharing Plan Clients
4
AUM
$6.2M
Charitable Organization Clients
3
AUM
$2.1M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Other Regulator False Statement/DishonestyOther Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
CAFLLANMNYTX

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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