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Building 2PIPER JAFFRAY & CO.

Map pinMINNEAPOLIS, MN
Phone612-303-6000
NotebookSEC #801-6063
Total AUM
$0
Employees
1,000
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
800 NICOLLET MALL
MINNEAPOLIS
MN 55402
USA
Operating Hours
8:00 AM - 5:00 PM
Monday - Friday
Phone
612-303-6000

ReceiptFinancials

Total AUM
$0
Accounts
0
Discretionary
$0
Accounts
0
Non-Discretionary
$0
Accounts
0

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Market Timing
Compensation Types
Charges Other Fee
Other Compensation
RELYING ON EXEMPTION LISTED IN ITEM 2A7

Shield checkCompliance

Disclosures
Court Injunction (Past 10 Years)Court Violation FindingOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARCACOCTDCDEFLGAHIIAIDILINKSLAMDMEMNMOMSMTNCNDNENHNJNMNVNYOHOKPARISCSDTNTXUTVAVTWAWIWV

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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