PIPER JAFFRAY & CO.
Total AUM
$0
Employees
1,000Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
800 NICOLLET MALL
MINNEAPOLIS
MN 55402
USA
MINNEAPOLIS
MN 55402
USA
Operating Hours
8:00 AM - 5:00 PM
Monday - Friday
Monday - Friday
Phone
612-303-6000
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Market Timing
Compensation Types
Charges Other Fee
Other Compensation
RELYING ON EXEMPTION LISTED IN ITEM 2A7
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARCACOCTDCDEFLGAHIIAIDILINKSLAMDMEMNMOMSMTNCNDNENHNJNMNVNYOHOKPARISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.