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Building 2STERNE AGEE & LEACH, INC. CAPITAL MANAGEMENT

Map pinBIRMINGHAM, AL
Phone205-949-3500
NotebookSEC #801-60617
Total AUM
$217.1M
Employees
8
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
800 SHADES CREEK PARKWAY
SUITE 700
BIRMINGHAM
AL 35209
USA
Operating Hours
8:00AM TO 5:00PM CST
Monday - Friday
Phone
205-949-3500

ReceiptFinancials

Total AUM
$217.1M
Accounts
724
Discretionary
$204.1M
Accounts
590
Non-Discretionary
$13.1M
Accounts
134

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSRO Rule Violation
State Registrations
ALARFLGAKSKYLAMSNCOHOKSCTXWA

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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