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PEA CAPITAL LLC
NEW YORK, NY
(212) 739-3000
SEC #801-60575Total AUM
$4.5B
Employees
31Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1345 AVENUE OF THE AMERICAS
48TH FLOOR
NEW YORK
NY 10105
USA
48TH FLOOR
NEW YORK
NY 10105
USA
Operating Hours
9:00 A.M.-5:00 P.M.
Monday - Friday
Monday - Friday
Phone
(212) 739-3000
Financials
Total AUM
$4.5B
Accounts
16Discretionary
$4.5B
Accounts
16Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Company Portfolio ManagementIndividual Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Dismissed Civil Action (Settlement)SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 28 business affiliates.
Claimed Affiliates
Reported as an affiliate by 6 other businesses.