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UBS INTERNATIONAL INC.
NEW YORK, NY
212-916-2000
SEC #801-60476Total AUM
$1.5B
Employees
376Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
101 PARK AVENUE
NEW YORK
NY 10178
United States
NEW YORK
NY 10178
United States
Operating Hours
9AM - 5PM
Monday - Friday
Monday - Friday
Phone
212-916-2000
Financials
Total AUM
$1.5B
Accounts
2,986Discretionary
$206.1M
Accounts
143Non-Discretionary
$1.3B
Accounts
2,843
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Felony ChargeFelony ConvictionMisdemeanor ConvictionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMNMOMSMTNCNDNENHNJNMNVNYOHOKPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 19 business affiliates.
Claimed Affiliates
Reported as an affiliate by 6 other businesses.