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TD AMERITRADE, INC.
OMAHA, NE
(800) 669-3900
SEC #801-60469Total AUM
$0
Employees
5,840Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
200 SOUTH 108TH AVENUE
OMAHA
NE 68154
United States
OMAHA
NE 68154
United States
Operating Hours
9:00A.M.-5:00 P.M.
Monday - Friday
Monday - Friday
Phone
(800) 669-3900
Other Offices
389
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Advisor / Fund Manager SelectionEducation
Compensation Types
Charges Other Fee
Other Compensation
PERCENTAGE OF ADVISORY FEE,PORTION OF ALL INCLUSIVE FEE
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 18 business affiliates.
Claimed Affiliates
Reported as an affiliate by 8 other businesses.