1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
Log inSign in SparklesCreate a free account

Building 2NORTHERN TRUST SECURITIES, INC

Map pinCHICAGO, IL
Phone312-557-2000
NotebookSEC #801-60444
Total AUM
$74M
Employees
151
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
50 S. LASALLE
CHICAGO
IL 60603-0001
United States
Operating Hours
8:30 A.M.- 5:00 P.M.
Monday - Friday
Phone
312-557-2000

ReceiptFinancials

Total AUM
$74M
Accounts
430
Discretionary
$74M
Accounts
430
Non-Discretionary
$0
Accounts
0

ContactClients

View more in analytics →

None reported

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Individual Portfolio ManagementMarket Timing
Compensation Types
Charges Fixed FeeCharges Other FeeCharges Percentage AUM
Other Compensation
ADDL. FEES IMPOSED FOR FALLING BELOW MIN. & EARLY CLOSING FEE

Shield checkCompliance

Disclosures
Other Regulator Violation FindingSRO Rule Violation
State Registrations
AZCACOCTFLGAILINMAMDMIMNMONHNJNVNYOHORTXVAWAWI

HandshakeAffiliates

View all affiliates →

Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

Feature requires an account