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Building 2CAPITAL ONE ASSET MANAGEMENT, LLC

Map pinHOUSTON, TX
Phone713-212-5242
NotebookSEC #801-60234
Total AUM
$2.5B
Employees
11
Clients
526

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
5444 WESTHEIMER ROAD
SUITE 6200
HOUSTON
TX 77056-9903
United States
Operating Hours
8:00A.M. - 5:00P.M.
Monday - Friday
Phone
713-212-5242
Other Offices
1

ReceiptFinancials

Total AUM
$2.5B
Accounts
526
Discretionary
$2.3B
Accounts
426
Non-Discretionary
$231.5M
Accounts
100

ContactClients

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Individual Clients
189
AUM
$312.1M
HNW Individual Clients
137
AUM
$425M
Pension/Profit Sharing Plan Clients
28
AUM
$275M
Charitable Organization Clients
84
AUM
$272.2M
Corporation or Business Clients
88
AUM
$1.2B

Briefcase businessServices

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Services Offered
Individual Portfolio ManagementInstitutional Portfolio ManagementPublications
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
LATX

HandshakeAffiliates

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Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.

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