CAPITAL ONE ASSET MANAGEMENT, LLC
Total AUM
$2.5B
Employees
11Clients
526Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
5444 WESTHEIMER ROAD
SUITE 6200
HOUSTON
TX 77056-9903
United States
SUITE 6200
HOUSTON
TX 77056-9903
United States
Operating Hours
8:00A.M. - 5:00P.M.
Monday - Friday
Monday - Friday
Phone
713-212-5242
Other Offices
1
Financials
Total AUM
$2.5B
Accounts
526Discretionary
$2.3B
Accounts
426Non-Discretionary
$231.5M
Accounts
100
Clients
Individual Clients
189AUM
$312.1M
HNW Individual Clients
137AUM
$425M
Pension/Profit Sharing Plan Clients
28AUM
$275M
Charitable Organization Clients
84AUM
$272.2M
Corporation or Business Clients
88AUM
$1.2B
Services
Services Offered
Individual Portfolio ManagementInstitutional Portfolio ManagementPublications
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
LATX
Affiliates
Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.