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Building 2NORTHEAST FINANCIAL

Map pinWESTPORT, CT
Phone203-226-8997
NotebookSEC #801-60134
Total AUM
$4.6B
Employees
8
Clients
292

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
518-B RIVERSIDE AVENUE
2ND FLOOR
WESTPORT
CT 06880-0630
United States
Operating Hours
8 A.M. - 5 P.M.
Monday - Friday
Phone
203-226-8997

ReceiptFinancials

Total AUM
$4.6B
Accounts
1,596
Discretionary
$4.6B
Accounts
1,592
Non-Discretionary
$4.5M
Accounts
4

ContactClients

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Individual Clients
51
AUM
$34.1M
HNW Individual Clients
241
AUM
$4.6B

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
AZCACTFLMAMDNCNJNYPARISCTX

HandshakeAffiliates

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Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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