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WELLS FARGO INVESTMENTS, LLC
SAN FRANCISCO, CA
(415) 947-1827
SEC #801-58211Total AUM
$13.9B
Employees
1,000Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
420 MONTGOMERY STREET
FIFTH FLOOR
SAN FRANCISCO
CA 94104
United States
FIFTH FLOOR
SAN FRANCISCO
CA 94104
United States
Operating Hours
8:00AM - 5:00PM
Monday - Friday
Monday - Friday
Phone
(415) 947-1827
Financials
Total AUM
$13.9B
Accounts
50,207Discretionary
$2.6B
Accounts
6,318Non-Discretionary
$11.3B
Accounts
43,889
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)License Revocation/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 26 business affiliates.
Claimed Affiliates
Reported as an affiliate by 12 other businesses.