PARK AVENUE SECURITIES LLC

NEW YORK, NY

1-888-600-4667

SEC #801-58108

Total AUM

$19.6B

Employees

2,073

Clients

82,118

Firm overview

Client Breakdown by AUM

AUM previous 5 years

Smooth Smooth / Detailed

Business

Principal Address

10 HUDSON YARDS
NEW YORK
NY 10001
United States

Operating Hours

9:00 AM TO 5:00 PM
Monday - Friday

Phone

1-888-600-4667

Other Offices

543

Financials

Total AUM

$19.6B

Accounts

82,118

Discretionary

$17.6B

Accounts

78,667

Non-Discretionary

$1.9B

Accounts

3,451

Clients

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Individual Clients

63,006

AUM

$9.1B

HNW Individual Clients

17,261

AUM

$9.4B

Pension/Profit Sharing Plan Clients

1,139

AUM

$344.3M

Charitable Organization Clients

235

AUM

$92.5M

Corporation or Business Clients

397

AUM

$486.4M

Other Clients

AUM

$143.2M

Description of Other Clients

CAPTIVE INSURANCE

Services

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Services Offered

Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio Management

Compensation Types

Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Compliance

Disclosures

Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Cause of Denial/SuspensionSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation

State Registrations

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Affiliates

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Affiliates

Reported 4 business affiliates.

Claimed Affiliates

Reported as an affiliate by 7 other businesses.