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Building 2SANFORD C. BERNSTEIN & CO., LLC

Map pinNASHVILLE, TN
Phone615-622-0000
NotebookSEC #801-57937
Total AUM
$1.2B
Employees
0
Clients
112

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
501 COMMERCE STREET
NASHVILLE
TN 37203
United States
Operating Hours
9:00 AM TO 5:00 PM
Monday - Friday
Phone
615-622-0000
Other Offices
23

ReceiptFinancials

Total AUM
$1.2B
Accounts
139
Discretionary
$1.2B
Accounts
40
Non-Discretionary
$41M
Accounts
99

ContactClients

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HNW Individual Clients
98
AUM
$87M
Pooled Vehicle Clients
5
AUM
$636M
Pension/Profit Sharing Plan Clients
1
AUM
$290M
Charitable Organization Clients
5
AUM
$41M
Government Entity Clients
1
AUM
$149M
Insurance Company Clients
1
AUM
$12M
Corporation or Business Clients
1
AUM
$3M

Briefcase businessServices

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Services Offered
Pooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Other FeeCharges Percentage AUMCharges Performance-BasedCharges Subscription Fee
Other Compensation
SEE SCHEDULE D, MISCELLANEOUS

Shield checkCompliance

Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV

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Affiliates
Reported 37 business affiliates.
Claimed Affiliates
Reported as an affiliate by 30 other businesses.

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