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Building 2GUGGENHEIM INVESTMENT ADVISORS, LLC

Map pinNEW YORK, NY
Phone212-739-0700
NotebookSEC #801-57781
Total AUM
$840.9M
Employees
9
Clients
27

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
330 MADISON AVENUE
10TH FLOOR
NEW YORK
NY 10017
United States
Operating Hours
9:00 AM - 5:00 PM EST
Monday - Friday
Phone
212-739-0700
Other Offices
2

ReceiptFinancials

Total AUM
$840.9M
Accounts
58
Discretionary
$570.7M
Accounts
33
Non-Discretionary
$270.2M
Accounts
25

ContactClients

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HNW Individual Clients
1
AUM
$15M
Insurance Company Clients
1
AUM
$0
Corporation or Business Clients
25
AUM
$825.9M

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Individual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
CTFLILNY

HandshakeAffiliates

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Affiliates
Reported 19 business affiliates.
Claimed Affiliates
Reported as an affiliate by 19 other businesses.

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