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SARATOGA RESEARCH & INVESTMENT MANAGEMENT
SARATOGA, CA
(408) 741-2330
SEC #801-57695Total AUM
$2.5B
Employees
21Clients
2,740Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
14471 BIG BASIN WAY, SUITE E
SARATOGA
CA 95070
United States
SARATOGA
CA 95070
United States
Operating Hours
6:00 A.M. - 4:00 P.M.
Monday - Friday
Monday - Friday
Phone
(408) 741-2330
Other Offices
4
Financials
Total AUM
$2.5B
Accounts
2,740Discretionary
$2.5B
Accounts
2,682Non-Discretionary
$43M
Accounts
58
Clients
Individual Clients
2,103AUM
$748.4M
HNW Individual Clients
451AUM
$1.2B
Investment Company Clients
1AUM
$173.5M
Pension/Profit Sharing Plan Clients
64AUM
$57.8M
Charitable Organization Clients
31AUM
$58.2M
Corporation or Business Clients
90AUM
$310M
Services
Services Offered
Company Portfolio ManagementFinancial PlanningIndividual Portfolio ManagementOther ServicesPooled Vehicle Portfolio Management
Other Services
SECURITIES RESEARCH
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
None reported
State Registrations
ALAZCACOCTFLGAHIIDILINLAMAMDMIMNMOMSMTNCNHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWV
Affiliates
Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.