1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
Log inSign in SparklesCreate a free account

Building 2DOERGE & SMITH PRIVATE ADVISORY LLC

Map pinCHICAGO, IL
Phone877-239-4156
NotebookSEC #801-57567
Total AUM
$286.6M
Employees
3
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
3 FIRST NATIONAL PLAZA 25TH FL.
CHICAGO
IL 60602
USA
Operating Hours
7 A.M. TO 5 P.M.
Monday - Friday
Phone
877-239-4156

ReceiptFinancials

Total AUM
$286.6M
Accounts
87
Discretionary
$286.6M
Accounts
87
Non-Discretionary
$0
Accounts
0

ContactClients

View more in analytics →

None reported

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Individual Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Court Injunction (Past 10 Years)Other Regulator Denial/Suspension/RevocationOther Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AZCACOFLGAIAILINMAMNMOOHSDWI

HandshakeAffiliates

View all affiliates →

Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.

Feature requires an account