TOWER ASSET MANAGEMENT LLC
Total AUM
$384M
Employees
31Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
8350 WILSHIRE BLVD
BEVERLY HILLS
CA 90211
United States
BEVERLY HILLS
CA 90211
United States
Operating Hours
8:00A.M. TO 5:00P.M.
Monday - Friday
Monday - Friday
Phone
323-658-4466
Financials
Total AUM
$384M
Accounts
1,200Discretionary
$384M
Accounts
1,200Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
License Revocation/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AZCACOMAMIMNNHNJNVNYOHORPATXVT
Affiliates
Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.