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SMITH HAYES ADVISERS INC
LINCOLN, NE
402-476-3000
SEC #801-56902Total AUM
$2.1B
Employees
83Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
200 CENTRE TERRACE
1225 L STREET, SUITE 200
LINCOLN
NE 68508
United States
1225 L STREET, SUITE 200
LINCOLN
NE 68508
United States
Operating Hours
8:00AM - 5:00PM
FRIDAY BUSINESS HOURS ARE 8:00AM - 4:00PM
FRIDAY BUSINESS HOURS ARE 8:00AM - 4:00PM
Phone
402-476-3000
Financials
Total AUM
$2.1B
Accounts
2,174Discretionary
$1.1B
Accounts
1,840Non-Discretionary
$1.1B
Accounts
334
Clients
None reported
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension Consulting
Other Services
ERISA PLAN 404C EDUCATION & ADVICE ON ASSET ALLOCATION & RETIREMENT PLAN REVIEWS
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUMCharges Performance-Based
Other Compensation
MUTUAL FD & VARIABLE PRODUCT 12B1'S, SALES CREDIT ON NEW ISSUES
Compliance
Disclosures
SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKARAZCACOCTDCFLGAIAILKSLAMDMIMNMONCNENHNJNYOHOKORPASCSDTXUTVAWAWI
Affiliates
Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.