Sign in
Create a free account
CENTAURUS FINANCIAL, INC.
ANAHEIM, CA
714-456-1790
SEC #801-56882Total AUM
$7.3B
Employees
580Clients
38,049Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
2300 EAST KATELLA AVE
SUITE 200
ANAHEIM
CA 92806
United States
SUITE 200
ANAHEIM
CA 92806
United States
Operating Hours
8:30 AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
714-456-1790
Other Offices
278
Financials
Total AUM
$7.3B
Accounts
38,049Discretionary
$2.4B
Accounts
10,749Non-Discretionary
$5B
Accounts
27,300
Clients
Individual Clients
37,625AUM
$6.4B
HNW Individual Clients
330AUM
$851M
Corporation or Business Clients
94AUM
$50.7M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementMarket TimingPension ConsultingPublications
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 8 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.