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SANTANDER SECURITIES
BOSTON, MA
866-736-6475
SEC #801-56796Total AUM
$3.1B
Employees
449Clients
11,124Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
75 STATE STREET
MAIL CODE: MA-SST-INV3
BOSTON
MA 02109
United States
MAIL CODE: MA-SST-INV3
BOSTON
MA 02109
United States
Operating Hours
8:30 - 5:30
Monday - Friday
Monday - Friday
Phone
866-736-6475
Other Offices
417
Financials
Total AUM
$3.1B
Accounts
11,152Discretionary
$3.1B
Accounts
11,152Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
10,832AUM
$2.9B
Charitable Organization Clients
2AUM
$1M
Corporation or Business Clients
41AUM
$42.4M
Other Clients
249AUM
$245.5M
Description of Other Clients
TRUST
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementOther Services
Other Services
SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Felony ChargeOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.