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NEXT FINANCIAL GROUP, INC.
HOUSTON, TX
877-876-6398
SEC #801-56786Total AUM
$3.8B
Employees
564Clients
11,523Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
11740 KATY FREEWAY
SUITE 600
HOUSTON
TX 77079
United States
SUITE 600
HOUSTON
TX 77079
United States
Operating Hours
8:00A.M.-5:00P.M.
Monday - Friday
Monday - Friday
Phone
877-876-6398
Other Offices
225
Financials
Total AUM
$3.8B
Accounts
16,805Discretionary
$3.7B
Accounts
16,526Non-Discretionary
$42.8M
Accounts
279
Clients
Individual Clients
10,815AUM
$2.4B
HNW Individual Clients
584AUM
$1.2B
Pension/Profit Sharing Plan Clients
37AUM
$47.4M
Charitable Organization Clients
43AUM
$46.1M
Corporation or Business Clients
44AUM
$98.5M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
SEMINAR/WORKSHOP ATTENDANCE FEES
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 16 business affiliates.
Claimed Affiliates
Reported as an affiliate by 11 other businesses.