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Building 2THOROUGHBRED FINANCIAL SERVICES, LLC

Map pinBRENTWOOD, TN
Phone615-371-0001
NotebookSEC #801-56741
Total AUM
$4B
Employees
31
Clients
3,567

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
5110 MARYLAND WAY, SUITE 300
BRENTWOOD
TN 37027-7508
United States
Operating Hours
8:30-5:30
Monday - Friday
Phone
615-371-0001
Other Offices
3

ReceiptFinancials

Total AUM
$4B
Accounts
7,236
Discretionary
$3.6B
Accounts
6,134
Non-Discretionary
$421M
Accounts
1,102

ContactClients

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Individual Clients
1,829
AUM
$892.4M
HNW Individual Clients
691
AUM
$1.9B
Pension/Profit Sharing Plan Clients
18
AUM
$138.4M
Corporation or Business Clients
1,029
AUM
$1.2B

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
SEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
ALARAZCACOFLGAILINKYLAMDMSNCNVNYOHOKPASCTNTXVAWA

HandshakeAffiliates

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Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.

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