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Building 2HOWE BARNES CAPITAL MANAGEMENT, INC.

Map pinCHICAGO, IL
Phone312-655-3000
NotebookSEC #801-56726
Total AUM
$1.2B
Employees
31
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
C/O HOWE BARNES HOEFER & ARNETT, INC.
550 W. WASHINGTON, SUITE 1050
CHICAGO
IL 60606
United States
Operating Hours
8:00 A.M. - 5:00 P.M.
Monday - Friday
Phone
312-655-3000

ReceiptFinancials

Total AUM
$1.2B
Accounts
2,157
Discretionary
$1.2B
Accounts
2,138
Non-Discretionary
$2.4M
Accounts
19

ContactClients

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Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVIVTWAWIWV

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 1 other business.

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