HOWE BARNES CAPITAL MANAGEMENT, INC.
Total AUM
$1.2B
Employees
31Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
C/O HOWE BARNES HOEFER & ARNETT, INC.
550 W. WASHINGTON, SUITE 1050
CHICAGO
IL 60606
United States
550 W. WASHINGTON, SUITE 1050
CHICAGO
IL 60606
United States
Operating Hours
8:00 A.M. - 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
312-655-3000
Financials
Total AUM
$1.2B
Accounts
2,157Discretionary
$1.2B
Accounts
2,138Non-Discretionary
$2.4M
Accounts
19
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Percentage AUM
Compliance
Disclosures
Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 1 other business.