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Building 2TRANSAMERICA FINANCIAL ADVISORS, INC.

Map pinLOS ANGELES, CA
Phone213-741-7702
NotebookSEC #801-56710
Total AUM
$446.4M
Employees
151
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1150 S OLIVE ST
STE 25
LOS ANGELES
CA 90015
United States
Operating Hours
6:30A.M.-5:00P.M.
Monday - Friday
Phone
213-741-7702

ReceiptFinancials

Total AUM
$446.4M
Accounts
4,045
Discretionary
$80M
Accounts
732
Non-Discretionary
$366.3M
Accounts
3,313

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWIWV

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Affiliates
Reported 7 business affiliates.
Claimed Affiliates
Reported as an affiliate by 4 other businesses.

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