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SUMMIT FINANCIAL GROUP INC
BOCA RATON, FL
561-338-2600
SEC #801-56645Total AUM
$4.5B
Employees
324Clients
18,225Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
595 S. FEDERAL HIGHWAY
SUITE 500
BOCA RATON
FL 33432-5541
United States
SUITE 500
BOCA RATON
FL 33432-5541
United States
Operating Hours
9 A.M. - 5 P.M.
Monday - Friday
Monday - Friday
Phone
561-338-2600
Other Offices
237
Financials
Total AUM
$4.5B
Accounts
18,220Discretionary
$2.3B
Accounts
10,257Non-Discretionary
$2.2B
Accounts
7,963
Clients
Individual Clients
16,198AUM
$2.9B
HNW Individual Clients
1,780AUM
$1.5B
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
138AUM
$58.4M
Charitable Organization Clients
40AUM
$36.9M
Government Entity Clients
1AUM
$0
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
64AUM
$55.1M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Felony ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 16 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.