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Building 2PHILIP V. SWAN ASSOCIATES, LLC

Map pinPASADENA, CA
Phone(626) 793-0377
NotebookSEC #801-56620
Total AUM
$1.1B
Employees
31
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
527 SOUTH LAKE AVENUE
#104
PASADENA
CA 91101
USA
Operating Hours
7 A.M. TO 5 P.M.
Monday - Friday
Phone
(626) 793-0377

ReceiptFinancials

Total AUM
$1.1B
Accounts
415
Discretionary
$1.1B
Accounts
414
Non-Discretionary
$3.3M
Accounts
1

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Individual Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
CANHORTXWA

HandshakeAffiliates

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Affiliates
Reported 10 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.

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