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SHIELDS CAPITAL CORPORATION
NEW YORK, NY
212-320-3000
SEC #801-56498Total AUM
$26M
Employees
31Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
140 BROADWAY,44TH FLOOR
NEW YORK
NY 10005
United States
NEW YORK
NY 10005
United States
Operating Hours
9:00A - 5:00P
Monday - Friday
Monday - Friday
Phone
212-320-3000
Financials
Total AUM
$26M
Accounts
16Discretionary
$26M
Accounts
16Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Individual Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
GA
Affiliates
Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.