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AMERICAN GENERAL SECURITIES INCORPORATED
PHOENIX, AZ
602-744-3000
SEC #801-56474Total AUM
$510.8M
Employees
376Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
2800 N. CENTRAL AVE
SUITE 2100
PHOENIX
AZ 85004
USA
SUITE 2100
PHOENIX
AZ 85004
USA
Operating Hours
8:00A.M.-5:00P.M.
Monday - Friday
Monday - Friday
Phone
602-744-3000
Financials
Total AUM
$510.8M
Accounts
1,071Discretionary
$83.2M
Accounts
222Non-Discretionary
$427.7M
Accounts
849
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 42 business affiliates.
Claimed Affiliates
Reported as an affiliate by 9 other businesses.