Sign in
Create a free account
INVESTMENT CENTERS OF AMERICA, INC.
APPLETON, WI
866-275-4422
SEC #801-56410Total AUM
$0
Employees
2Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
5555 W GRANDE MARKET DRIVE
APPLETON
WI 54913-8403
United States
APPLETON
WI 54913-8403
United States
Operating Hours
8:00AM - 5:00PM CST
Monday - Friday
Monday - Friday
Phone
866-275-4422
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Other Services
Other Services
NO LONGER PROVDING INVESTMENT ADVISORY SERVICES
Compensation Types
Charges Other Fee
Other Compensation
NO LONGER PROVDING INVESTMENT ADVISORY SERVICES
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 5 other businesses.