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CREDIT SUISSE SECURITIES (USA) LLC
NEW YORK, NY
(212) 325-2000
SEC #801-56264Total AUM
$805.3M
Employees
39Clients
20Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
11 MADISON AVENUE
NEW YORK
NY 10010
United States
NEW YORK
NY 10010
United States
Operating Hours
9AM TO 5PM
Monday - Friday
Monday - Friday
Phone
(212) 325-2000
Financials
Total AUM
$805.3M
Accounts
20Discretionary
$805.3M
Accounts
20Non-Discretionary
$0
Accounts
0
Clients
Pooled Vehicle Clients
20AUM
$805.3M
Services
Services Offered
Pooled Vehicle Portfolio Management
Compensation Types
Charges Other FeeCharges Percentage AUMCharges Performance-Based
Other Compensation
TRANSACTION-BASED FEE
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Felony ChargeFelony ConvictionMisdemeanor ConvictionOther Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 35 other businesses.