FIS SECURITIES, INC.
Total AUM
$125.3M
Employees
151Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
150 FEDERAL STREET, 4TH FLOOR
BOSTON
MA 02110
USA
BOSTON
MA 02110
USA
Operating Hours
8:00 AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
617-434-0129
Financials
Total AUM
$125.3M
Accounts
1,161Discretionary
$125.3M
Accounts
1,161Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Individual Portfolio Management
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Other Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-Desist
State Registrations
CTMENHNYRI
Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.