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Building 2AXA ROSENBERG INVESTMENT MANAGEMENT LLC

Map pinORINDA, CA
Phone925-254-6464
NotebookSEC #801-56080
Total AUM
$22.2B
Employees
83
Clients
10

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
4 ORINDA WAY
BUILDING E
ORINDA
CA 94563
United States
Operating Hours
6 AM TO 6 PM
Monday - Friday
Phone
925-254-6464

ReceiptFinancials

Total AUM
$22.2B
Accounts
88
Discretionary
$22.2B
Accounts
88
Non-Discretionary
$0
Accounts
0

ContactClients

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Investment Company Clients
1
AUM
$413.1M
Pooled Vehicle Clients
2
AUM
$31.3M
Pension/Profit Sharing Plan Clients
2
AUM
$127.2M
Investment Advisor Clients
5
AUM
$21.6B

Briefcase businessServices

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Services Offered
Company Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPooled Vehicle Portfolio Management
Other Services
SEE SCHEDULE D: MISC. - 5.G(12) FOR INFORMATION
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator False Statement/DishonestyOther Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
CA

HandshakeAffiliates

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Affiliates
Reported 10 business affiliates.
Claimed Affiliates
Reported as an affiliate by 8 other businesses.

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